Thompson Hine’s Investment Administration lawyers have comprehensive knowledge with federal and condition regulatory issues affecting investment advisers providing products and services to domestic and offshore hedge cash, registered investment organizations, non-public fairness funds and independently managed accounts.
Jascha Preuss focuses his exercise on cross-border and domestic corporate, industrial, credit and securities transactions, with an emphasis on symbolizing firms from German speaking countries as well as their US affiliates. Jascha advises investors and corporations to the formation and operation of subsidiaries, joint ventures and strategic alliances, mergers and acquisitions, divestitures and asset profits, distribution agreements, and Global trade as well as other commercial agreements.
In that job, Hart supervised the company’s litigation portfolio, managed a range of business and transactional issues, and was the point particular person with the company’s regulatory and compliance routine.
Have to have a lawyer? The Justia Law firm Listing is often a listing of lawyers, legal help businesses, and Professional bono authorized company companies. No matter whether you were hurt, are accused of against the law, or are merely participating in daily affairs that influence your legal rights or house, a legal professional can help you solve challenges or prevent new types from arising. Here's just a couple situations in which it is advisable to seek out the recommendation of a legal professional: You were hurt in a car or truck or truck accident You have already been arrested and billed with against the law, such as DUI or shoplifting You are thinking about separating from the wife or husband You have been subjected to harassment or other discrimination at function Use Justia to investigation and Look at Nanuet attorneys to be able to make an knowledgeable final decision after you hire your counsel.
Rob routinely advises company purchasers with A selection of matters that span the lifetime of a corporation from development and increasing seed funds through growth financings and exit situations. He also signifies organizations and investors as outside the house standard counsel, handling all lawful troubles such as work, licensing, reseller agreements, seller and consumer contracts, mental house and dispute resolution.
For a member in the firm’s company and securities group, Counsel also acts as exterior counsel for little and mid-sized enterprises while in the engineering, marketing and hospitality industries.
For additional specifics of our Investment Management apply and registered investment adviser companies, please Make contact with:
The focus with the U.S. Securities and Exchange Fee is to oversee and guard traders and related securities pros, and conserve integrity while in the securities markets.
Responding to regulatory inquiries and assisting consumers in getting ready for and responding to regulatory examinations
Mr. Kalt helps shoppers throughout the process to type and function an array of private investment money. He operates with consumers to start domestic and offshore hedge cash, real estate property resources, non-public fairness resources, undertaking cash funds, commodity pools, forex funds, as well as other structures made to spend money on and trade several different liquid and illiquid belongings.
Look for a Thompson Hine function of curiosity to you personally, both forthcoming or previously. Simply utilize the search term lookup function and click securities fraud on Submit or click the Situations tab to discover a modern list of situations.
There are two varieties of immediate investments you can make while in the securities market. Bonds - A bond is actually a personal debt security; you happen to be lending money into a governing administration, municipality, federal agency or other issuer. You have a specified level of curiosity over the life of the bond and therefore are repaid the First value of the bond additionally desire when it matures.
Introduction: I'm a solo litigation lawyer. I take care of various situations in and all over Ny city and Westchester County. Mainly because I'm a solo practitioner, you may be expecting me to generally be responsive and economical. I remedy my very own cell phone and I am able to mee...
The federal and condition registration method could be complicated and difficult to navigate. However, our lawyers contain the abilities to information our clientele by means of the process, helping Along with the planning of an adviser’s initial registration on Variety ADV, coordinating registration in the Investment Adviser Registration Depository (“IARD”), drafting form files and planning, or helping during the preparing of, a comprehensive compliance manual.